Compliance Consulting
Our team of former federal regulators and bank compliance officers provides comprehensive consulting services specifically designed to meet our clients’ needs. We partner with banks and credit unions to help them manage the complexities associated with regulatory compliance. We provide you with confidence in your compliance control environment; you focus on growing your business.
Financial institutions of all sizes utilize our regulatory compliance consulting services to gain the benefit of:
- Advice and guidance from former senior regulators and compliance bank executives
- State-of-the-art Compliance Risk Assessment models
- A team of seasoned compliance professionals, each with deep industry knowledge
- 24/7 Research & Development Center that keeps our clients and professionals up-to-date on all compliance issues
Our Compliance Consulting Services include:
» Risk Assessments
- Policies and Procedures
- Targeted Reviews
- OFAC
- Control Enhancements
- Enforcement Action Assistance/Remediation
- Bank Holding Company Program Design
- New Product Development
- Training
- Due Diligence
- Efficiency Studies
Our Compliance Disciplines include:
- Foreign Corrupt Practices Act
- Privacy
- Identity Theft - Fair Credit Report Act (FCRA Compliance)
- Remote Deposit Capture
- Transactions with Affiliates
Learn more about how we are uniquely qualified to serve your financial institution:
» International Banks
» Community Banks
» Credit Unions
» Bank Holding Companies
» Money Service Businesses
» Asset Management Firms
